SFA General Representative (pre 2001), FSA Approved Person and BVI FSC registrations:
2009 - 2010 Registered with the BVI Financial Services Commission (Senior Officer)
2005 – 2007 FSA: CF1 Director - CF10 Compliance Oversight - CF11 Money Laundering
1999 – 2001 SFA: Deutsche Bank AG and Morgan Grenfell
1990 – 1999 SFA: Bankers Trust International and Bankers Trust Company
Past Memberships of Industry Steering Groups:
British Bankers Association – Custody Liaison Group
London investment Bankers Association – Custody Group
American Bankers Securities Association of London – Custody Liaison Group
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